{"id":24446,"date":"2025-08-25T12:36:55","date_gmt":"2025-08-25T10:36:55","guid":{"rendered":"https:\/\/behaviorquant.com\/?p=24446"},"modified":"2026-05-03T20:20:20","modified_gmt":"2026-05-03T18:20:20","slug":"eu-ai-act-new-regulations-how-advisors-and-investors-stay-well-prepared","status":"publish","type":"post","link":"https:\/\/behaviorquant.com\/en\/eu-ai-act-new-regulations-how-advisors-and-investors-stay-well-prepared\/","title":{"rendered":"<span style=\"color: #22a17e; font-size: 16px;\">FOR ADVISORS &#038; INVESTORS<\/span> <span style=\"font-size: 16px;\"> &nbsp;&nbsp;&nbsp;\u00b7&nbsp;&nbsp;&nbsp;2 MIN<\/span><br> <br> EU AI Act &#038; New Regulations: How Advisors and Investors Stay Well Prepared"},"content":{"rendered":"\t\t<div data-elementor-type=\"wp-post\" data-elementor-id=\"24446\" class=\"elementor elementor-24446\" data-elementor-post-type=\"post\">\n\t\t\t\t<div class=\"elementor-element elementor-element-01b44c8 e-flex e-con-boxed e-con e-parent\" data-id=\"01b44c8\" data-element_type=\"container\" data-e-type=\"container\">\n\t\t\t\t\t<div class=\"e-con-inner\">\n\t\t<div class=\"elementor-element elementor-element-83ffcff e-con-full e-flex e-con e-child\" data-id=\"83ffcff\" data-element_type=\"container\" data-e-type=\"container\">\n\t\t\t\t<div class=\"elementor-element elementor-element-ab61d4e elementor-widget elementor-widget-post-info\" data-id=\"ab61d4e\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"post-info.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<ul class=\"elementor-icon-list-items elementor-post-info\">\n\t\t\t\t\t\t\t\t<li class=\"elementor-icon-list-item elementor-repeater-item-982f0ae\" itemprop=\"datePublished\">\n\t\t\t\t\t\t<a href=\"https:\/\/behaviorquant.com\/en\/2025\/08\/25\/\">\n\t\t\t\t\t\t\t\t\t\t\t<span class=\"elementor-icon-list-icon\">\n\t\t\t\t\t\t\t\t<svg aria-hidden=\"true\" class=\"e-font-icon-svg e-fas-calendar\" viewBox=\"0 0 448 512\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\"><path d=\"M12 192h424c6.6 0 12 5.4 12 12v260c0 26.5-21.5 48-48 48H48c-26.5 0-48-21.5-48-48V204c0-6.6 5.4-12 12-12zm436-44v-36c0-26.5-21.5-48-48-48h-48V12c0-6.6-5.4-12-12-12h-40c-6.6 0-12 5.4-12 12v52H160V12c0-6.6-5.4-12-12-12h-40c-6.6 0-12 5.4-12 12v52H48C21.5 64 0 85.5 0 112v36c0 6.6 5.4 12 12 12h424c6.6 0 12-5.4 12-12z\"><\/path><\/svg>\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t<span class=\"elementor-icon-list-text elementor-post-info__item elementor-post-info__item--type-date\">\n\t\t\t\t\t\t\t\t\t\t<time>August 25, 2025<\/time>\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t<\/a>\n\t\t\t\t<\/li>\n\t\t\t\t<\/ul>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t<div class=\"elementor-element elementor-element-45c0fea e-con-full e-flex e-con e-child\" data-id=\"45c0fea\" data-element_type=\"container\" data-e-type=\"container\">\n\t\t\t\t<div class=\"elementor-element elementor-element-b4af348 elementor-author-box--layout-image-right elementor-author-box--align-right elementor-widget elementor-widget-author-box\" data-id=\"b4af348\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"author-box.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-author-box\">\n\t\t\t\t\t\t\t<a href=\"https:\/\/behaviorquant.com\/en\/blog-news-section\/\" class=\"elementor-author-box__avatar\">\n\t\t\t\t\t<img decoding=\"async\" src=\"https:\/\/behaviorquant.com\/wp-content\/uploads\/2024\/02\/gb_fwa_trans_70-300x300.webp\" alt=\"Picture of Gerlinde Berghofer\" loading=\"lazy\">\n\t\t\t\t<\/a>\n\t\t\t\n\t\t\t<div class=\"elementor-author-box__text\">\n\t\t\t\t\t\t\t\t\t<a href=\"https:\/\/behaviorquant.com\/en\/blog-news-section\/\">\n\t\t\t\t\t\t<h4 class=\"elementor-author-box__name\">\n\t\t\t\t\t\t\tGerlinde Berghofer\t\t\t\t\t\t<\/h4>\n\t\t\t\t\t<\/a>\n\t\t\t\t\n\t\t\t\t\t\t\t\t\t<div class=\"elementor-author-box__bio\">\n\t\t\t\t\t\t<p>COO and Co-Founder of BehaviorQuant<\/p>\n\t\t\t\t\t<\/div>\n\t\t\t\t\n\t\t\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t<div class=\"elementor-element elementor-element-1c5df85 e-flex e-con-boxed e-con e-parent\" data-id=\"1c5df85\" data-element_type=\"container\" data-e-type=\"container\">\n\t\t\t\t\t<div class=\"e-con-inner\">\n\t\t\t\t<div class=\"elementor-element elementor-element-f17e87f elementor-widget elementor-widget-heading\" data-id=\"f17e87f\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h1 class=\"elementor-heading-title elementor-size-large\">EU AI Act &amp; New Regulations: How Advisors and Investors Stay Well Prepared<\/h1>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-86f9769 elementor-widget elementor-widget-text-editor\" data-id=\"86f9769\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<h4>Reliable, transparent, and future-ready advice \u2013 with BQ Advisory<\/h4>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t<div class=\"elementor-element elementor-element-cfad10c e-flex e-con-boxed e-con e-parent\" data-id=\"cfad10c\" data-element_type=\"container\" data-e-type=\"container\" data-settings=\"{&quot;background_background&quot;:&quot;classic&quot;}\">\n\t\t\t\t\t<div class=\"e-con-inner\">\n\t\t\t\t<div class=\"elementor-element elementor-element-8b29a7e elementor-widget elementor-widget-text-editor\" data-id=\"8b29a7e\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p>With the EU AI Act and tightened cybersecurity rules, financial advisors and institutions face new challenges. The rules now clearly require:<\/p><p style=\"padding-left: 40px;\"><strong>\u2022 Transparency &amp; Client Protection:<\/strong> AI-based analyses must be transparent and understandable for clients. Clients should be clearly informed that and for what purpose AI is used in the advisory process \u2013 but they do not need to understand the technical functioning of the algorithms.<\/p><p style=\"padding-left: 40px;\"><strong>\u2022 Documentation &amp; Quality Assurance:<\/strong> The use of AI must be documented, and it must be ensured that results are regularly reviewed and explained in an understandable way.<\/p><p style=\"padding-left: 40px;\"><strong>\u2022 Data Security:<\/strong> All data processing must comply with state-of-the-art technology and be reviewed regularly.<\/p><p style=\"padding-left: 40px;\"><strong>\u2022 Legal &amp; Audit Security:<\/strong> Advisory processes must be documented so that they are verifiable and legally defensible at any time.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-5271938 elementor-widget elementor-widget-image\" data-id=\"5271938\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"image.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<img fetchpriority=\"high\" decoding=\"async\" width=\"1533\" height=\"876\" src=\"https:\/\/behaviorquant.com\/wp-content\/uploads\/2025\/08\/eu_ai_act_beraterin_und_kunde_1533-90.webp\" class=\"attachment-full size-full wp-image-24463\" alt=\"\" srcset=\"https:\/\/behaviorquant.com\/wp-content\/uploads\/2025\/08\/eu_ai_act_beraterin_und_kunde_1533-90.webp 1533w, https:\/\/behaviorquant.com\/wp-content\/uploads\/2025\/08\/eu_ai_act_beraterin_und_kunde_1533-90-300x171.webp 300w, https:\/\/behaviorquant.com\/wp-content\/uploads\/2025\/08\/eu_ai_act_beraterin_und_kunde_1533-90-1024x585.webp 1024w, https:\/\/behaviorquant.com\/wp-content\/uploads\/2025\/08\/eu_ai_act_beraterin_und_kunde_1533-90-768x439.webp 768w, https:\/\/behaviorquant.com\/wp-content\/uploads\/2025\/08\/eu_ai_act_beraterin_und_kunde_1533-90-18x10.webp 18w\" sizes=\"(max-width: 1533px) 100vw, 1533px\" \/>\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-d0eea87 elementor-widget elementor-widget-text-editor\" data-id=\"d0eea87\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p><strong>What does this mean in practice for advisors?<\/strong><\/p><p>The requirements for compliance, documentation, and communication are increasing \u2013 and without the right tools, this often brings uncertainty and additional effort.<\/p><p><strong>With BQ Advisory, you reliably meet the transparency and documentation requirements of the EU AI Act \u2013 without additional effort:<\/strong><\/p><p style=\"padding-left: 40px;\"><strong>\u2022 Transparency &amp; Client Protection:<\/strong> Automated advisory reports and emails explain the results and AI use to clients in clear, understandable language. This keeps the process transparent and ensures clients are protected through full disclosure.<\/p><p style=\"padding-left: 40px;\"><strong>\u2022 Documentation &amp; Quality Assurance:<\/strong> All activities are automatically documented and stored in an audit-proof way. Advisors thus always have clear records of their advisory process \u2013 complete and without extra work.<\/p><p style=\"padding-left: 40px;\"><strong>\u2022 Data Security:<\/strong> BQ Advisory complies with the strictest EU security standards. All data processing follows state-of-the-art practices and is regularly reviewed \u2013 client data is used exclusively for advisory purposes and remains confidentially protected.<\/p><p style=\"padding-left: 40px;\"><strong>\u2022 Audit Security:<\/strong> All advisory reports and emails are automatically documented and securely stored. This ensures that advisory steps can be tracked at any time and easily demonstrated when needed \u2013 an important foundation for transparency and trust.<\/p><p><strong>Easy Implementation:<\/strong><\/p><p>Your advisory practice remains as simple as ever \u2013 no complicated workarounds or isolated solutions. You and your team continue advising as usual, while BQ Advisory reliably takes care of transparency and documentation requirements in the background.<\/p><p><strong>This is how you make your advisory practice future-proof \u2013 transparent, reliable, and trust-building.<\/strong><\/p><p>\u00a0<\/p><p><strong>\ud83d\udc49 Your Next Step:<\/strong><br \/>Test BQ Advisory free of charge! Experience in a personal demo how easily you can meet transparency and documentation requirements \u2013 while strengthening client trust at the same time.<\/p><p><a href=\"https:\/\/behaviorquant.com\/en\/bq-advisory\/#start_advisory\">Start BQ Advisory<\/a><\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t<div class=\"elementor-element elementor-element-301655d e-flex e-con-boxed e-con e-parent\" data-id=\"301655d\" data-element_type=\"container\" data-e-type=\"container\">\n\t\t\t\t\t<div class=\"e-con-inner\">\n\t\t<div class=\"elementor-element elementor-element-cdf9c4f e-con-full e-flex e-con e-child\" data-id=\"cdf9c4f\" data-element_type=\"container\" data-e-type=\"container\">\n\t\t\t\t<div class=\"elementor-element elementor-element-56365c6 elementor-widget-tablet__width-initial elementor-widget elementor-widget-text-editor\" data-id=\"56365c6\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<h3>Dive into the World of Behavioral Finance and Stay Informed!<\/h3><p>Are you eager to delve deeper into the fascinating realm of Behavioral Finance, while staying in the know about the latest breakthroughs and exclusive offers?<\/p><p>Join us for a newsletter packed with top insights. We respect your time &#8211; only the best content, once a month. Subscribe now!<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t<div class=\"elementor-element elementor-element-b47388f e-con-full e-flex e-con e-child\" data-id=\"b47388f\" data-element_type=\"container\" data-e-type=\"container\">\n\t\t\t\t<div class=\"elementor-element elementor-element-eeabaff elementor-widget elementor-widget-hubspot-form\" data-id=\"eeabaff\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"hubspot-form.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\n\t\t\t\t\t\t<script>\n\t\t\t\t\t\t\twindow.hsFormsOnReady = window.hsFormsOnReady || [];\n\t\t\t\t\t\t\twindow.hsFormsOnReady.push(()=>{\n\t\t\t\t\t\t\t\thbspt.forms.create({\n\t\t\t\t\t\t\t\t\tportalId: 6341835,\n\t\t\t\t\t\t\t\t\tformId: \"2ed19b1b-861e-4091-b709-bcb4e72ce225\",\n\t\t\t\t\t\t\t\t\ttarget: \"#hbspt-form-1792849507000-9525148775\",\n\t\t\t\t\t\t\t\t\tregion: \"na1\",\n\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t})});\n\t\t\t\t\t\t<\/script>\n\t\t\t\t\t\t<div class=\"hbspt-form\" id=\"hbspt-form-1792849507000-9525148775\"><\/div>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t","protected":false},"excerpt":{"rendered":"<p>New EU requirements on transparency and documentation? With BQ Advisory, you can implement them simply and efficiently.<\/p>\n","protected":false},"author":3,"featured_media":24476,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"content-type":"","footnotes":""},"categories":[1],"tags":[],"class_list":["post-24446","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-allgemein"],"_links":{"self":[{"href":"https:\/\/behaviorquant.com\/en\/wp-json\/wp\/v2\/posts\/24446","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/behaviorquant.com\/en\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/behaviorquant.com\/en\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/behaviorquant.com\/en\/wp-json\/wp\/v2\/users\/3"}],"replies":[{"embeddable":true,"href":"https:\/\/behaviorquant.com\/en\/wp-json\/wp\/v2\/comments?post=24446"}],"version-history":[{"count":3,"href":"https:\/\/behaviorquant.com\/en\/wp-json\/wp\/v2\/posts\/24446\/revisions"}],"predecessor-version":[{"id":25518,"href":"https:\/\/behaviorquant.com\/en\/wp-json\/wp\/v2\/posts\/24446\/revisions\/25518"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/behaviorquant.com\/en\/wp-json\/wp\/v2\/media\/24476"}],"wp:attachment":[{"href":"https:\/\/behaviorquant.com\/en\/wp-json\/wp\/v2\/media?parent=24446"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/behaviorquant.com\/en\/wp-json\/wp\/v2\/categories?post=24446"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/behaviorquant.com\/en\/wp-json\/wp\/v2\/tags?post=24446"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}